Barsalou & Sebesta, P.C.   Attorneys at Law                                         
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   713-652-5044 

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Securities Law Practice Includes:

bulletPublic and Private Financing
bulletRegulatory Audits and Compliance Audits
bulletSecurities Arbitration and Litigation
bulletInvestor Complaints
bulletCommodity Futures Trading Commission (CFTC), National Futures Association (NFA),  Futures Commission Merchants, Associated Persons, Principals, Brokers
bulletSecurities and Exchange Commission (SEC), National Association of Securities Dealers (NASD), Broker-Dealer Compliance, CRD, Focus Reports
bulletRegulation D Offerings
bulletPractice includes Representation of
Broker-Dealers and Brokers, Litigation, Arbitration before the NASD and NYSE.

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